ASIC Fund, Derivatives License AFSL #122 For Sale 1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (ii) derivatives; (iii) debentures, stocks or bonds issued or […]
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ASIC Fund, Derivatives, MDA And Multiple Products License AFSL #116 For Sale 1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than
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ASIC Wholesale Fund, Derivatives License AFSL #121 For Sale 1. This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice only, for the following classes of financial products: (i) interests in managed investment schemes excluding investor directed portfolio services; and (ii) securities; (b) deal in
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ASIC Wholesale Fund License AFSL #120 For Sale! This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) interests in managed investment schemes excluding investor directed portfolio services; and (ii) securities; (b) deal in a financial product by:
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Spanish Regulator Strengthens Measures on CFDs The Spanish Securities Market Commission (CNMV) is set to introduce additional measures aimed at tightening the marketing, distribution, and sales of contracts for difference (CFDs) instruments. These new restrictions, consisting of two parts, are scheduled to take effect on July 20, 2023. The European Securities and Markets Authority (EMSA)
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Mauritius FSC Investment Dealer (Full Service) License #1004 For Sale! Permitted Activities A Full Investment Dealer is authorized to: 1. Act as an intermediary in the execution of securities transactions for clients; 2. Trade in securities as principal with the intention of reselling these securities to the public; 3. Underwrite or distribute securities on
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Seychelles FSA Securities Dealer License #1003 For Sale. The licensee can provide below activities: Makes or offers to make an agreement with another person to enter into or offer to enter into an agreement, for or with a view to acquiring, disposing of, subscribing for or underwriting securities or in any way effects or
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Hong Kong SFC Securities License #1002 For Sale! The license permission: Type 1 Dealing in securities (without trading rights) Type 4 Advising on securities Type 9 Asset management (to sophisticated investors only ) Company information: BVI holding company structure Two responsible officers Officers are willing to stay For more information, please contact info@acpadvisory.com
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