ASIC Financial Planning License AFSL #135 For Sale

1. This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iii) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(iv) interests in managed investment schemes including:
(A) investor directed portfolio services;
(v) retirement savings accounts (“RSA”) products (within the meaning of the Retirement Savings Account Act 1997);
(vi) securities;
(vii) standard margin lending facility; and
(viii) superannuation; and

(b) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government;
(C) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(D) interests in managed investment schemes including:
(1) investor directed portfolio services;
(E) retirement savings accounts (“RSA”) products (within the meaning of the Retirement Savings Account Act 1997);
(F) securities;
(G) standard margin lending facility; and
(H) superannuation;
to retail and wholesale clients.