ASIC Fund, Derivatives License AFSL #122 For Sale
1. This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life
Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life
Insurance Company that are backed by one or more of its statutory funds;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities; and
(vii) superannuation;
(b) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another
person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) life products including:
(1) investment life insurance products as well as
any products issued by a Registered Life Insurance Company that are backed by one or
more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life
Insurance Company that are backed by one or more of its statutory funds;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities; and
(G) superannuation; and
(ii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
- Three responsible managers
- Willing to stay
- Long history license
- No complaints, breaches
- Professional indemnity up to date
For more information, please contact info@acpadvisory.com
