ASIC Fund, Derivatives, MDA And Multiple Products License AFSL #116 For Sale
1. This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following
classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit
products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed
to be issued by a government;
(v) life products including:
(A) investment life insurance products as well as
any products issued by a Registered Life
Insurance Company that are backed by one or
more of its statutory funds; and
(B) life risk insurance products as well as any
products issued by a Registered Life
Insurance Company that are backed by one or
more of its statutory funds;
(vi) interests in managed investment schemes
including:
(A) investor directed portfolio services;
(vii) interests in managed investment schemes limited
to:
(B) MDA services;
(viii retirement savings accounts (“RSA”) products
(within the meaning of the Retirement Savings
Account Act 1997);
(ix) securities;
(x) standard margin lending facility;
(xi) superannuation; and
(xii) financial products limited to:
(A) miscellaneous financial investment products
limited to MDA services; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or
disposing of a financial product in respect of
the following classes of financial products:
(A) derivatives;
(B) interests in managed investment schemes
limited to:
(1) MDA services; and
(C) financial products limited to:
(1) miscellaneous financial investment products
limited to MDA services; and
(ii) applying for, acquiring, varying or disposing
of a financial product on behalf of another
person in respect of the following classes of
products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit
products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or
proposed to be issued by a government;
(E) life products including:
(1) investment life insurance products as well as
any products issued by a Registered Life
Insurance Company that are backed by one or
more of its statutory funds; and
(2) life risk insurance products as well as any
products issued by a Registered Life
Insurance Company that are backed by one or
more of its statutory funds;
(F) interests in managed investment schemes
including:
(1) investor directed portfolio services;
(G) interests in managed investment schemes
limited to:
(2) MDA services;
(H) retirement savings accounts (“RSA”) products
(within the meaning of the Retirement Savings
Account Act 1997);
(I) securities;
(J) standard margin lending facility;
(K) superannuation; and
(L) financial products limited to:
(1) miscellaneous financial investment products
limited to MDA services;
to retail and wholesale clients.
- Two responsible managers
- Willing to stay
- Currently no activity and client
For more information, please contact info@acpadvisory.com
