ASIC Fund, FX, Derivatives, Securities License AFSL #126 For Sale
This licence authorises the licensee to carry on a financial services business to:
a) provide general financial product advice only, for the following classes of financial products:
i. interests in managed investment schemes excluding investor directed portfolio services; and
ii. securities;
b) deal in a financial product by:
i. issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
A. derivatives;
B. foreign exchange contracts;
C. interests in managed investment schemes excluding IDPS;
D. securities; and
ii. applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
A. deposit and payment products limited to:
1) basic deposit products;
2) deposit products other than basic deposit products;
B. derivatives;
C. foreign exchange contracts;
D. general insurance products;
E. interests in managed investment schemes excluding IDPS; and
F. securities; and
c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
i. schemes which only hold the following types of property:
A. direct real property; and
B. financial assets; and
d) provide the following custodial or depository services:
i. operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
For more information, please contact info@acpadvisory.com
