ASIC Fund, non-cash payment, Derivatives, Securities License AFSL #127 For Sale
This licence authorises the licensee to carry on a financial services business to:
a) provide general financial product advice only, for the following classes of financial products:
i. deposit and payment products limited to:
A. basic deposit products;
B. deposit products other than basic deposit products; and
C. non-cash payment products;
ii. derivatives;
iii. debentures, stocks or bonds issued or proposed to be issued by a government;
iv. interests in managed investment schemes excluding investor directed portfolio services; and
v. securities;
b) deal in a financial product by:
i. issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
A. derivatives;
B. interests in managed investment schemes excluding IDPS;
C. securities; and
ii. applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
A. deposit and payment products limited to:
1) basic deposit products;
2) deposit products other than basic deposit products;
3) non-cash payment products;
B. derivatives;
C. debentures, stocks or bonds issued by or proposed to be issued by a government;
D. interests in managed investment schemes excluding IDPS; and
E. securities; and
to retail and wholesale clients.
For more information, please contact info@acpadvisory.com
