ASIC Fund (own MIS), Securities, Responsible Entity License AFSL #136 For Sale

ASIC Fund (own MIS), Securities, Responsible Entity License AFSL #136 For Sale

 

1. This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) interests in managed investment schemes limited to:
(A) own managed investment scheme only; and
(ii) securities;

(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) interests in managed investment schemes limited to:
(1) own managed investment scheme only; and
(B) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) general insurance products;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and

(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) “Property Fund” scheme (ARSN),
(A) a scheme which only holds the following types of property:
(1) direct real property; and
(2) financial assets;
to retail and wholesale clients.

 

  • 1 key person, RM can stay
  • Australian bank accounts
  • No complaints
  • No activity and client

For more information, please contact info@acpadvisory.com

Facebook
Twitter
LinkedIn
Scroll to Top