ASIC FX, Derivatives, Securities, Fund MIS, MDA License AFSL #139 For Sale

1. This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) interests in managed investment schemes limited to:
(B) MDA services;
(vii) securities;
(viii) non-standard margin lending facility; and
(ix) standard margin lending facility;

(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(D) interests in managed investment schemes limited to:
(2) MDA services; and

(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) interests in managed investment schemes limited to:
(2) MDA services;
(G) securities;
(H) non-standard margin lending facility; and
(I) standard margin lending facility; and

(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services and managed discretionary accounts

to retail and wholesale clients.