ASIC Wholesale Fund, Derivatives License AFSL #121 For Sale
1. This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice only, for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
- Two responsible managers
- Not willing to stay
- Prefer local buyers
For more information, please contact info@acpadvisory.com
