ASIC Wholesale Fund (own MIS) License AFSL #144 For Sale

ASIC Wholesale Fund (own MIS) License AFSL #144 For Sale

 

1. This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) interests in managed investment schemes limited to:
(A) own managed investment scheme only;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) interests in managed investment schemes limited to:
(1) own managed investment scheme only; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) general insurance products; and
(C) interests in managed investment schemes limited to:
(1) own managed investment scheme only; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.

 

  • RM and director will not stay
  • Accounts, audit up to date
  • No activity and client
  • No complaints, breaches

For more information, please contact info@acpadvisory.com

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