ASIC Wholesale Market Making License AFSL #143 For Sale
1. This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) non-cash payment products;
(ii) derivatives limited to interests in foreign exchange contracts; and
(iii) foreign exchange contracts;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products limited to:
(1) non-cash payment products;
(B) derivatives limited to interests in foreign exchange contracts; and
(C) foreign exchange contracts; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) non-cash payment products;
(B) derivatives limited to interests in foreign exchange contracts; and
(C) foreign exchange contracts; and
(c) make a market for the following financial products:
(i) foreign exchange contracts; and
(ii) derivatives limited to interests in foreign exchange contracts;
to wholesale clients.
- RM can stay
- Accounts, audit up to date
- Australian bank accounts
- Liquidity providers
- Clients will be removed
For more information, please contact info@acpadvisory.com