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ASIC Unveils Updated Guidance for Registered Liquidators

Australia, Business, Compliance, Industry, Regulations /

ASIC Unveils Updated Guidance for Registered Liquidators: Enhancing Clarity and Addressing Industry Needs The Australian Securities and Investments Commission (ASIC) has announced significant updates to its regulatory guidance for registered liquidators, aimed at streamlining processes and improving clarity within the profession. This updated guidance, outlined in Regulatory Guide 258 (RG 258), reflects a range of […]

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ASIC Updates 2023-24 Licensing and Professional Registration: Crypto, BNPL, and More in Focus

Australia, Business, Community, Compliance, Industry /

ASIC Updates 2023-24 Licensing and Professional Registration: Crypto, BNPL, and More in Focus The Australian Securities and Investments Commission (ASIC) has released its 2023-24 update on licensing and professional registration activities, providing key insights into its gatekeeping role in maintaining market integrity. As detailed in Report 797: Licensing and Professional Registration Activities (REP 797), ASIC

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Updated Guidance for International Financial Services Businesses in Australia

Australia, Business, Compliance, Industry, Regulations /

ASIC Reissues Regulatory Guide 121: Updated Guidance for International Financial Services Businesses in Australia The Australian Securities and Investments Commission (ASIC) has reissued Regulatory Guide 121 (RG 121) to offer updated guidance for individuals and companies outside Australia seeking to conduct financial services business within the country. This revised version replaces the previous guidance issued

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ASIC Fund License AFSL For Sale

AFSL, Australia, Fund License, Marketplace, Securities License /

ASIC AFSL Dealing In MIS, MDA, Insurance, Superannuation, Derivatives, etc. For Sale.   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than

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ASIC FX Derivatives Market Maker License AFSL #110 For Sale

AFSL, Australia, Forex License, Marketplace /

ASIC FX Derivatives Market Maker License AFSL #110 For Sale   1. This licence authorises the licensee to carry on a financial services business to: a) provide general financial product advice for the following classes of financial products: i. derivatives; and ii. foreign exchange contracts; b) deal in a financial product by: i. issuing, applying

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