Hong Kong SFC Type 1,4,6,9 License #1009 For Sale Hong Kong is one of the world’s leading financial hubs, offering a well-regulated environment for financial institutions. The Securities and Futures Commission (SFC) of Hong Kong grants various licenses to firms engaged in regulated financial activities. Holding an SFC license allows firms to conduct business […]
Hong Kong SFC Type 1,4,6,9 License #1009 For Sale Read More »
Hong Kong SFC Type 1,4,9 License #1008 For Sale An established and fully operational Hong Kong SFC-regulated firm with Type 1, 4, and 9 licenses is now available for acquisition. This firm has been in operation since 2011 and offers a range of financial services, including securities brokerage, fund management, discretionary account management, Open-ended
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ASIC Wholesale Fund (own MIS) License AFSL #144 For Sale 1. This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice for the following classes of financial products: (i) interests in managed investment schemes limited to: (A) own managed investment scheme only; (b) deal in
ASIC Wholesale Fund (own MIS) License AFSL #144 For Sale Read More »
ASIC Wholesale Market Making License AFSL #143 For Sale 1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) non-cash payment products; (ii) derivatives limited to interests in foreign exchange
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ASIC Wholesale Issuing Securities License AFSL #142 For Sale This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice to retail and wholesale clients for the following classes of financial products: (i) securities; and (b) deal in a financial product by: (i) issuing, applying for,
ASIC Wholesale Issuing Securities License AFSL #142 For Sale Read More »
ASIC Financial Advice Securities License AFSL #141 For Sale This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) securities; to retail and wholesale clients. RM will not stay Accounts, PI, audit up to date No complaints
ASIC Financial Advice Securities License AFSL #141 For Sale Read More »
ASIC Securities, Superannuation License AFSL #140 For Sale This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice for the following classes of financial products: (i) interests in managed investment schemes excluding investor directed portfolio services; (ii) securities; and (iii) superannuation; and (b) deal in
ASIC Securities, Superannuation License AFSL #140 For Sale Read More »
ASIC FX, Derivatives, Securities, Fund MIS, MDA License AFSL #139 For Sale 1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than
ASIC FX, Derivatives, Securities, Fund MIS, MDA License AFSL #139 For Sale Read More »
ASIC Deposit, Non-Cash Payment, Fund MIS License AFSL #138 For Sale 1. This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice for the following classes of financial products: (i) deposit and payment products including: (A) basic deposit products; (B) deposit products other than basic
ASIC Deposit, Non-Cash Payment, Fund MIS, Insurance License AFSL #138 For Sale Read More »
ASIC Fund, MDA, Securities, Derivatives, Superannuation License AFSL #137 For Sale 1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice to retail and wholesale clients for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B)
ASIC Fund, MDA, Securities, Derivatives, Superannuation License AFSL #137 For Sale Read More »
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