Fund License

ASIC Wholesale Fund (own MIS) License AFSL #144 For Sale

ASIC Wholesale Fund (own MIS) License AFSL #144 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice for the following classes of financial products: (i) interests in managed investment schemes limited to: (A) own managed investment scheme only; (b) deal in […]

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ASIC FX, Derivatives, Securities, Fund MIS, MDA License AFSL #139 For Sale

ASIC FX, Derivatives, Securities, Fund MIS, MDA License AFSL #139 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than

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ASIC Deposit, Non-Cash Payment, Fund MIS, Insurance License AFSL #138 For Sale

ASIC Deposit, Non-Cash Payment, Fund MIS License AFSL #138 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice for the following classes of financial products: (i) deposit and payment products including: (A) basic deposit products; (B) deposit products other than basic

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ASIC Fund, MDA, Securities, Derivatives, Superannuation License AFSL #137 For Sale

ASIC Fund, MDA, Securities, Derivatives, Superannuation License AFSL #137 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice to retail and wholesale clients for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B)

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ASIC Fund (own MIS), Securities, Responsible Entity License AFSL #136 For Sale

ASIC Fund (own MIS), Securities, Responsible Entity License AFSL #136 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) interests in managed investment schemes limited to: (A) own managed investment scheme only; and (ii)

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ASIC Financial Planning License AFSL #135 For Sale

ASIC Financial Planning License AFSL #135 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than basic deposit products; (ii)

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ASIC Wholesale Fund (own MIS) AFSL #134 For Sale

ASIC Wholesale Fund (own MIS) AFSL #134 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice for the following classes of financial products: (i) interests in managed investment schemes limited to: (A) own managed investment scheme only; (b) deal in a

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ASIC Advice Fund, Securities, Superannuation License AFSL #132 For Sale

ASIC Advice Fund, Securities, Superannuation License AFSL #132 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than basic deposit

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ASIC Derivatives, FX Contracts, MDA License AFSL #131 For Sale

ASIC Derivatives, FX Contracts, MDA License AFSL #131 For Sale   1. This licence authorises the licensee to carry on a       financial services business to:    (a) provide financial product advice for the following          classes of financial products:       (i) deposit and payment products limited to:         (A) basic deposit products;         (B) deposit products other than basic deposit

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ASIC Wholesale Fund, Securities, Custodial License AFSL #130 For Sale

ASIC Wholesale Fund, Securities, Custodial License AFSL #130 For Sale   1. This licence authorises the licensee to carry on a financial services business to: provide general financial product advice only, for the following classes of financial products: (i) interests in managed investment schemes excluding investor directed portfolio services; and (ii) securities;   2. deal

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