ASIC Wholesale Market Making License AFSL #143 For Sale 1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) non-cash payment products; (ii) derivatives limited to interests in foreign exchange […]
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ASIC FX, Derivatives, Securities, Fund MIS, MDA License AFSL #139 For Sale 1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than
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ASIC Derivatives, FX Contracts, MDA License AFSL #131 For Sale 1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than basic deposit
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ASIC derivatives, FX contracts License AFSL #129 For Sale This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice for the following classes of financial products: (i) derivatives; and (ii) foreign exchange contracts; and (b) deal in a financial product by: (i) issuing, applying for,
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ASIC Advice: Derivatives, FX, Securities License AFSL #128 For Sale This licence authorises the licensee to carry on a financial services business to: a. provide general financial product advice only, for the following classes of financial products: (i) derivatives; (ii) foreign exchange contracts; and (iii) securities. To retail and wholesale clients. For more
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ASIC Fund, FX, Derivatives, Securities License AFSL #126 For Sale This licence authorises the licensee to carry on a financial services business to: a) provide general financial product advice only, for the following classes of financial products: i. interests in managed investment schemes excluding investor directed portfolio services; and ii. securities; b) deal in
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ASIC Fund, Derivatives, MDA And Multiple Products License AFSL #116 For Sale 1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than
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ASIC Wholesale Fund, Derivatives License AFSL #121 For Sale 1. This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice only, for the following classes of financial products: (i) interests in managed investment schemes excluding investor directed portfolio services; and (ii) securities; (b) deal in
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Mauritius FSC Investment Dealer (Full Service) License #1004 For Sale! Permitted Activities A Full Investment Dealer is authorized to: 1. Act as an intermediary in the execution of securities transactions for clients; 2. Trade in securities as principal with the intention of reselling these securities to the public; 3. Underwrite or distribute securities on
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Seychelles FSA Securities Dealer License #1003 For Sale. The licensee can provide below activities: Makes or offers to make an agreement with another person to enter into or offer to enter into an agreement, for or with a view to acquiring, disposing of, subscribing for or underwriting securities or in any way effects or
Seychelles FSA Securities Dealer License #1003 For Sale Read More »
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