Hong Kong SFC Type 1,4,6,9 License #1009 For Sale Hong Kong is one of the world’s leading financial hubs, offering a well-regulated environment for financial institutions. The Securities and Futures Commission (SFC) of Hong Kong grants various licenses to firms engaged in regulated financial activities. Holding an SFC license allows firms to conduct business […]
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Hong Kong SFC Type 1,4,9 License #1008 For Sale An established and fully operational Hong Kong SFC-regulated firm with Type 1, 4, and 9 licenses is now available for acquisition. This firm has been in operation since 2011 and offers a range of financial services, including securities brokerage, fund management, discretionary account management, Open-ended
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Hong Kong SFC Type 1,4,9 License #1006 For Sale Type of License: • Type 1: Dealing in securities • Type 4: Advising on securities • Type 9: Asset management Year of SFC License: • 2017 License Conditions: • No condition • Can hold client’s fund Paid-up Capital: • $10,500,000 Trading Rights: • Yes (1
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Hong Kong SFC Type 1,4,6,9 License #1005 For Sale Category Details Type of License Type 1 Dealing in securities Type 4 Advising on securities Type 6 Advising on corporate finance Type 9 Asset management Year of SFC License – 2005 (Type 1 regulated activity) – 2008 (Type 6 regulated activity) – 2009 (Type 4,
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