Hong Kong SFC Type 1,4,9 License #1006 For Sale
Type of License:
• Type 1: Dealing in securities
• Type 4: Advising on securities
• Type 9: Asset management
• Type 1: Dealing in securities
• Type 4: Advising on securities
• Type 9: Asset management
Year of SFC License:
• 2017
• 2017
License Conditions:
• No condition
• Can hold client’s fund
• No condition
• Can hold client’s fund
Paid-up Capital:
• $10,500,000
• $10,500,000
Trading Rights:
• Yes (1 trading right)
• Yes (1 trading right)
No. of Shareholders:
• 2
• 2
No. of Responsible Officers (RO):
• 3
• 3
Revenue:
• $60,000 per month
• $60,000 per month
RO Stay:
• All 3 ROs can stay
• All 3 ROs can stay
Total Salary of Staff:
• Not applicable (no staff excluding ROs)
• Not applicable (no staff excluding ROs)
No. of Clients:
• 12
• 12
P&L Over Past 3 Years:
• Not specified
• Not specified
Cash/Margin (RA1):
• Cash only
• Cash only
Trading System (RA1):
• Not specified
• Not specified
Internet Trading (RA1):
• Not specified
• Not specified
No. of Funds/AUM (RA9):
• Nil
• Nil
Office Location:
• Central, H.K.
• Central, H.K.
Office Rental:
• $11,700 per month
• $11,700 per month
The Expiration of Lease:
• 11/2025 (with a 1-month notice to cancel renewal)
• 11/2025 (with a 1-month notice to cancel renewal)
Monthly Company Expenses:
• $45,000 (excluding R.O. salaries)
• $45,000 (excluding R.O. salaries)
Bank Accounts:
• DBS, HSBC, BOC
• DBS, HSBC, BOC
Remarks:
• No legal claims or disputes
• No profits tax deductions or record of debit
• No legal claims or disputes
• No profits tax deductions or record of debit
For more information, please contact info@acpadvisory.com
