Mauritius FSC Investment Dealer (Full Service) License #1004 For Sale!
Permitted Activities
A Full Investment Dealer is authorized to:
1. Act as an intermediary in the execution of securities transactions for clients;
2. Trade in securities as principal with the intention of reselling these securities to the public;
3. Underwrite or distribute securities on behalf of an issuer or a holder of securities (if this option is chosen);
4. Give investment advice which is ancillary to the normal course of his business activities; and
5. Manage portfolios of clients.
Permitted Financial Services and Securities
1. Keeping, investing and managing money, securities and investment portfolios on behalf of third parties;
2. Shares or stocks in the share capital of a company, whether incorporated in Mauritius or elsewhere, other than a collective investment scheme;
3. Debentures, debenture stock, loan stock, bonds, convertible bonds or other similar instruments;
4. Rights warrants, options or interests in respect of securities mentioned in paragraphs (a) and (b);
5. treasury bills, loan stock, bonds and other instruments creating or acknowledging indebtedness and issued by or on behalf of or guaranteed by the Government of the Republic of Mauritius or the government of another country, a local authority or public authority, as may be prescribed;
6. Shares in, securities of, or rights to participate in, a collective investment scheme;
7. Depository receipts or similar instruments;
8. Options, futures, forwards and other derivatives whether on securities or commodities;
9. Any other transferable securities, interests or assets as may be approved by the Commission; or
10. Any such other instruments as may be prescribed.
- Two local directors
- Directors are willing to stay
- With bank accounts
For more information, please contact info@acpadvisory.com
