News, official media release and insights, sourced from authorities, business news websites, internal and external bloggers
Spanish Regulator Strengthens Measures on CFDs The Spanish Securities Market Commission (CNMV) is set to introduce additional measures aimed at tightening the marketing, distribution, and
The Australian Securities & Investments Commission (ASIC) released its annual licensing report on Friday, revealing that it has approved 578 new licenses between July 2021
The Australian Securities and Investments Commission (ASIC) confirmed the remade class order, defining the financial requirements of retail over-the-counter (OTC) derivatives issuers, on Friday. The
The Australian Securities and Investments Commission (ASIC) published a report on Wednesday, detailing its licensing activities in the last financial year, between July 2020 to
Today AUSTRAC released four new Australian banking sector money laundering and terrorism financing (ML/TF) risk assessments. The four assessments examine the threats criminals pose to
The Australian Securities and Investments Commission (ASIC) published on Thursday its four-year corporate plan for 2021 to 2025, outlining its priorities on the distribution of
The Australian Securities and Investments Commission (ASIC) has become the latest financial market regulator to ring the warning bell against the unlicensed cryptocurrency venues. According to
The new laws include design and distribution obligations, restrictions on the unsolicited selling of financial products (hawking), a deferred sales model for add-on insurance
Businesses forced to close due to the Sydney lockdown will be eligible for weekly payments.(ABC News: James Carmody NSW’s COVID-19 lockdown will go for at
ASIC has published its draft Cost Recovery Implementation Statement for the 2020-21 financial year, with expectations of what each finance sector will be charged
Global penalties for AML regulation non-compliance are increasing year after year. Overall, the number of fines in 2020 was $10.4 billion. Major banks like
The Australian Securities Exchange (ASX) wrote a letter to the country’s Senate last week pointing out several risks in holding digital assets and calls for
Empowering businesses worldwide with strategic financial licensing solutions and business consultation for success.
Level 25, International Tower Three, 300 Barangaroo Avenue, Barangaroo, NSW 2000, Australia
5/F Wayson Commercial Building, 28 Connaught Road West, Sheung Wan, Hong Kong
info@acpadvisory.com
