ASIC Derivatives, FX Contracts, MDA License AFSL #131 For Sale
1. This licence authorises the licensee to carry on a
financial services business to:
(a) provide financial product advice for the following
classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit
products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed
to be issued by a government;
(v) interests in managed investment schemes limited
to:
(A) MDA services; and
(vi) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or
disposing of a financial product in respect of
the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes
limited to:
(1) MDA services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing
of a financial product on behalf of another
person in respect of the following classes of
products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit
products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or
proposed to be issued by a government;
(E) interests in managed investment schemes
limited to:
(1) MDA services; and
(F) securities;
to retail and wholesale clients.
- 1 RM can stay
- Australian bank accounts
- No complaints
For more information, please contact info@acpadvisory.com
