Facebook-square Linkedin Instagram

Author name: ACP-admin

ASIC Securities, Superannuation License AFSL #140 For Sale

Leave a Comment / AFSL, Financial advice, Marketplace, Securities License, Superannuation License /

ASIC Securities, Superannuation License AFSL #140 For Sale   This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice for the following classes of financial products: (i) interests in managed investment schemes excluding investor directed portfolio services; (ii) securities; and (iii) superannuation; and (b) deal in […]

ASIC Securities, Superannuation License AFSL #140 For Sale Read More »

ASIC FX, Derivatives, Securities, Fund MIS, MDA License AFSL #139 For Sale

Leave a Comment / AFSL, Financial advice, Forex License, Fund License, Marketplace, Securities License /

ASIC FX, Derivatives, Securities, Fund MIS, MDA License AFSL #139 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than

ASIC FX, Derivatives, Securities, Fund MIS, MDA License AFSL #139 For Sale Read More »

ASIC Deposit, Non-Cash Payment, Fund MIS, Insurance License AFSL #138 For Sale

Leave a Comment / AFSL, Financial advice, Fund License, Insurance license, Marketplace, Non-cash Payment /

ASIC Deposit, Non-Cash Payment, Fund MIS License AFSL #138 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice for the following classes of financial products: (i) deposit and payment products including: (A) basic deposit products; (B) deposit products other than basic

ASIC Deposit, Non-Cash Payment, Fund MIS, Insurance License AFSL #138 For Sale Read More »

ASIC Fund, MDA, Securities, Derivatives, Superannuation License AFSL #137 For Sale

Leave a Comment / AFSL, Financial advice, Fund License, Insurance license, Marketplace, Securities License, Superannuation License /

ASIC Fund, MDA, Securities, Derivatives, Superannuation License AFSL #137 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice to retail and wholesale clients for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B)

ASIC Fund, MDA, Securities, Derivatives, Superannuation License AFSL #137 For Sale Read More »

ASIC Unveils Updated Guidance for Registered Liquidators

Australia, Business, Compliance, Industry, Regulations /

ASIC Unveils Updated Guidance for Registered Liquidators: Enhancing Clarity and Addressing Industry Needs The Australian Securities and Investments Commission (ASIC) has announced significant updates to its regulatory guidance for registered liquidators, aimed at streamlining processes and improving clarity within the profession. This updated guidance, outlined in Regulatory Guide 258 (RG 258), reflects a range of

ASIC Unveils Updated Guidance for Registered Liquidators Read More »

Hong Kong SFC Type 1,4,6,9 License #1005 For Sale

Asset Management, HK SFC, Marketplace, Non-AFSL, Securities License /

Hong Kong SFC Type 1,4,6,9 License #1005 For Sale   Category Details Type of License Type 1 Dealing in securities Type 4 Advising on securities Type 6 Advising on corporate finance Type 9 Asset management Year of SFC License – 2005 (Type 1 regulated activity) – 2008 (Type 6 regulated activity) – 2009 (Type 4,

Hong Kong SFC Type 1,4,6,9 License #1005 For Sale Read More »

ASIC Updates 2023-24 Licensing and Professional Registration: Crypto, BNPL, and More in Focus

Australia, Business, Community, Compliance, Industry /

ASIC Updates 2023-24 Licensing and Professional Registration: Crypto, BNPL, and More in Focus The Australian Securities and Investments Commission (ASIC) has released its 2023-24 update on licensing and professional registration activities, providing key insights into its gatekeeping role in maintaining market integrity. As detailed in Report 797: Licensing and Professional Registration Activities (REP 797), ASIC

ASIC Updates 2023-24 Licensing and Professional Registration: Crypto, BNPL, and More in Focus Read More »

Shaping the Future of Finance: The Role of Leading Global Regulatory Authorities

Business, Community, Industry /

Shaping the Future of Finance: The Role of Leading Global Regulatory Authorities In today’s interconnected financial landscape, regulatory bodies like the U.S. Securities and Exchange Commission (SEC), the Financial Conduct Authority (FCA), and the European Securities and Markets Authority (ESMA) play critical roles in establishing trust, ensuring compliance, and fostering innovation across global markets. From

Shaping the Future of Finance: The Role of Leading Global Regulatory Authorities Read More »

ASIC Fund (own MIS), Securities, Responsible Entity License AFSL #136 For Sale

Leave a Comment / AFSL, Financial advice, Fund License, Insurance license, Marketplace, Securities License /

ASIC Fund (own MIS), Securities, Responsible Entity License AFSL #136 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) interests in managed investment schemes limited to: (A) own managed investment scheme only; and (ii)

ASIC Fund (own MIS), Securities, Responsible Entity License AFSL #136 For Sale Read More »

ASIC Financial Planning License AFSL #135 For Sale

Leave a Comment / AFSL, Financial advice, Fund License, Insurance license, Marketplace, Securities License, Superannuation License /

ASIC Financial Planning License AFSL #135 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than basic deposit products; (ii)

ASIC Financial Planning License AFSL #135 For Sale Read More »

Empowering businesses worldwide with strategic financial licensing solutions and business consultation for success.

Facebook-f Linkedin-in Instagram

Our Services

Quick Links

Contact Info

Australia:

Level 25, International Tower Three, 300 Barangaroo Avenue, Barangaroo, NSW 2000, Australia

Hong Kong:

5/F Wayson Commercial Building, 28 Connaught Road West, Sheung Wan, Hong Kong

Email:

info@acpadvisory.com

© 2024 ACP Advisory. All Rights Reserved.

Scroll to Top