Seychelles FSA Securities Dealer License #1003 For Sale. The licensee can provide below activities: Makes or offers to make an agreement with another person to enter into or offer to enter into an agreement, for or with a view to acquiring, disposing of, subscribing for or underwriting securities or in any way effects or […]
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Hong Kong SFC Securities License #1002 For Sale! The license permission: Type 1 Dealing in securities (without trading rights) Type 4 Advising on securities Type 9 Asset management (to sophisticated investors only ) Company information: BVI holding company structure Two responsible officers Officers are willing to stay For more information, please contact info@acpadvisory.com
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ASIC Wholesale Non-cash Payment License AFSL #117 For Sale! 1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products including: (A) basic deposit products; (B) deposit products other than basic deposit products; and
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ASIC AFSL FX Market Maker, Non-cash Payment License #118 For Sale. This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) non-cash payment products; and (ii) foreign exchange contracts; (b)
ASIC FX Market Maker License AFSL #118 For Sale Read More »
Hong Kong SFC Securities License #1001 For Sale! The license permission: Type 1 Dealing in securities (with trading rights) Type 4 Advising on securities Type 9 Asset management (can hold clients’ funds) Company information: BVI Holding company structure Four responsible officers Officers are willing to stay With trading system For more information, please contact
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ASIC AFSL Dealing In MIS, MDA, Insurance, Superannuation, Derivatives, etc. For Sale. 1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than
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ASIC FX Derivatives Market Maker License AFSL #110 For Sale 1. This licence authorises the licensee to carry on a financial services business to: a) provide general financial product advice for the following classes of financial products: i. derivatives; and ii. foreign exchange contracts; b) deal in a financial product by: i. issuing, applying
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The Australian Securities & Investments Commission (ASIC) released its annual licensing report on Friday, revealing that it has approved 578 new licenses between July 2021 and June 2022, which is an increase of 26 percent from the prior year. The regulator received a total of 1,469 applications for the Australian Financial Services (AFS) license and
ASIC Approves 578 New Licenses in Fiscal 2022 Read More »
The Australian Securities and Investments Commission (ASIC) confirmed the remade class order, defining the financial requirements of retail over-the-counter (OTC) derivatives issuers, on Friday. The order for extending the requirements for five more years came as its previous order was set to expire on 1 October. Additionally, the regulator issued a public consultation paper before issuing
ASIC Extends Retail Derivatives Issuers’ Financial Requirements for 5 Years Read More »
The Australian Securities and Investments Commission (ASIC) published a report on Wednesday, detailing its licensing activities in the last financial year, between July 2020 to June 2021. The regulator has issued 339 new Australian Financial Services (AFS) licenses and 119 new credit licenses in the period. The last fiscal year was a bit different for
ASIC Grants 339 New AFS Licenses in FY2020-21 Read More »
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