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ASIC Fund, MDA, Securities, Derivatives, Superannuation License AFSL #137 For Sale

Leave a Comment / AFSL, Financial advice, Fund License, Insurance license, Marketplace, Securities License, Superannuation License /

ASIC Fund, MDA, Securities, Derivatives, Superannuation License AFSL #137 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice to retail and wholesale clients for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) […]

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Hong Kong SFC Type 1,4,6,9 License #1005 For Sale

Asset Management, HK SFC, Marketplace, Non-AFSL, Securities License /

Hong Kong SFC Type 1,4,6,9 License #1005 For Sale   Category Details Type of License Type 1 Dealing in securities Type 4 Advising on securities Type 6 Advising on corporate finance Type 9 Asset management Year of SFC License – 2005 (Type 1 regulated activity) – 2008 (Type 6 regulated activity) – 2009 (Type 4,

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ASIC Fund (own MIS), Securities, Responsible Entity License AFSL #136 For Sale

Leave a Comment / AFSL, Financial advice, Fund License, Insurance license, Marketplace, Securities License /

ASIC Fund (own MIS), Securities, Responsible Entity License AFSL #136 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) interests in managed investment schemes limited to: (A) own managed investment scheme only; and (ii)

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ASIC Financial Planning License AFSL #135 For Sale

Leave a Comment / AFSL, Financial advice, Fund License, Insurance license, Marketplace, Securities License, Superannuation License /

ASIC Financial Planning License AFSL #135 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than basic deposit products; (ii)

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ASIC Wholesale Fund (own MIS) AFSL #134 For Sale

Leave a Comment / AFSL, Fund License, Insurance license, Marketplace /

ASIC Wholesale Fund (own MIS) AFSL #134 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice for the following classes of financial products: (i) interests in managed investment schemes limited to: (A) own managed investment scheme only; (b) deal in a

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ASIC Non-cash Payment, Fund, Securities License AFSL #133 For Sale

Leave a Comment / AFSL, Insurance license, Marketplace, Non-cash Payment, Securities License /

ASIC Non-cash Payment, Fund, Securities License AFSL #133 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice for the following classes of financial products: (i) deposit and payment products including: (A) basic deposit products; (B) deposit products other than basic deposit

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ASIC Advice Fund, Securities, Superannuation License AFSL #132 For Sale

AFSL, Financial advice, Fund License, Insurance license, Marketplace, Securities License, Superannuation License /

ASIC Advice Fund, Securities, Superannuation License AFSL #132 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than basic deposit

ASIC Advice Fund, Securities, Superannuation License AFSL #132 For Sale Read More »

ASIC Derivatives, FX Contracts, MDA License AFSL #131 For Sale

AFSL, Forex License, Fund License, Marketplace /

ASIC Derivatives, FX Contracts, MDA License AFSL #131 For Sale   1. This licence authorises the licensee to carry on a       financial services business to:    (a) provide financial product advice for the following          classes of financial products:       (i) deposit and payment products limited to:         (A) basic deposit products;         (B) deposit products other than basic deposit

ASIC Derivatives, FX Contracts, MDA License AFSL #131 For Sale Read More »

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