Hong Kong SFC Type 1,4,9 License #1008 For Sale An established and fully operational Hong Kong SFC-regulated firm with Type 1, 4, and 9 licenses is now available for acquisition. This firm has been in operation since 2011 and offers a range of financial services, including securities brokerage, fund management, discretionary account management, Open-ended […]
Hong Kong SFC Type 1,4,9 License #1008 For Sale Read More »
Vanuatu’s Financial Dealers Licensing Act No. 5 of 2024: Key Changes and What It Means for Your Business On December 4, 2024, the Vanuatu Financial Services Commission (VFSC) officially gazetted the Financial Dealers Licensing (FDL) Amendment Act No. 5 of 2024. This amendment introduces significant regulatory updates affecting all FDL license holders, registered agents, and
UK FCA Authorised E-Money Institution (EMI) License #1007 For Sale Overview An FCA Authorised Electronic Money Institution (EMI), licensed since 2020, is now available for acquisition. This institution is authorised to issue electronic money (e-money) and provide a wide range of regulated payment services. Regulated Payment Services The institution has been permitted to issue
UK FCA Authorised E-Money Institution (EMI) License #1007 For Sale Read More »
Seychelles’ Evolving Regulatory Landscape: Key Changes for Brokers and Securities Dealers Seychelles has long been a preferred offshore jurisdiction for forex brokers and securities dealers, offering regulatory flexibility, attractive tax benefits, and an efficient licensing process. However, with the recent amendments introduced by the Securities (Amendment) Act, 2024, the regulatory landscape has evolved significantly.
ASIC Wholesale Fund (own MIS) License AFSL #144 For Sale 1. This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice for the following classes of financial products: (i) interests in managed investment schemes limited to: (A) own managed investment scheme only; (b) deal in
ASIC Wholesale Fund (own MIS) License AFSL #144 For Sale Read More »
ASIC Wholesale Market Making License AFSL #143 For Sale 1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) non-cash payment products; (ii) derivatives limited to interests in foreign exchange
ASIC Wholesale Market Making License AFSL #143 For Sale Read More »
AUSTRAC DCE Remittance Entity #A03 – Digital Currency Exchange Service Provider And Remittance For Sale Allowed activities: Digital currency exchange Remittance Key points: No client and activity Approval on December 2024 Director and compliance officer won’t stay No bank account Fast transfer For more information, please contact info@acpadvisory.com
AUSTRAC DCE Remittance Entity #A03 For Sale Read More »
Hong Kong SFC Type 1,4,9 License #1006 For Sale Type of License: • Type 1: Dealing in securities • Type 4: Advising on securities • Type 9: Asset management Year of SFC License: • 2017 License Conditions: • No condition • Can hold client’s fund Paid-up Capital: • $10,500,000 Trading Rights: • Yes (1
Hong Kong SFC Type 1,4,9 License #1006 For Sale Read More »
ASIC Wholesale Issuing Securities License AFSL #142 For Sale This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice to retail and wholesale clients for the following classes of financial products: (i) securities; and (b) deal in a financial product by: (i) issuing, applying for,
ASIC Wholesale Issuing Securities License AFSL #142 For Sale Read More »
ASIC Financial Advice Securities License AFSL #141 For Sale This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) securities; to retail and wholesale clients. RM will not stay Accounts, PI, audit up to date No complaints
ASIC Financial Advice Securities License AFSL #141 For Sale Read More »
Empowering businesses worldwide with strategic financial licensing solutions and business consultation for success.
Level 25, International Tower Three, 300 Barangaroo Avenue, Barangaroo, NSW 2000, Australia
5/F Wayson Commercial Building, 28 Connaught Road West, Sheung Wan, Hong Kong
info@acpadvisory.com
© 2024 ACP Advisory. All Rights Reserved.
