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Securities License

ASIC Fund, MDA, Securities, Derivatives, Superannuation License AFSL #137 For Sale

Leave a Comment / AFSL, Financial advice, Fund License, Insurance license, Marketplace, Securities License, Superannuation License /

ASIC Fund, MDA, Securities, Derivatives, Superannuation License AFSL #137 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice to retail and wholesale clients for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) […]

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Hong Kong SFC Type 1,4,6,9 License #1005 For Sale

Asset Management, HK SFC, Marketplace, Non-AFSL, Securities License /

Hong Kong SFC Type 1,4,6,9 License #1005 For Sale   Category Details Type of License Type 1 Dealing in securities Type 4 Advising on securities Type 6 Advising on corporate finance Type 9 Asset management Year of SFC License – 2005 (Type 1 regulated activity) – 2008 (Type 6 regulated activity) – 2009 (Type 4,

Hong Kong SFC Type 1,4,6,9 License #1005 For Sale Read More »

ASIC Fund (own MIS), Securities, Responsible Entity License AFSL #136 For Sale

Leave a Comment / AFSL, Financial advice, Fund License, Insurance license, Marketplace, Securities License /

ASIC Fund (own MIS), Securities, Responsible Entity License AFSL #136 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) interests in managed investment schemes limited to: (A) own managed investment scheme only; and (ii)

ASIC Fund (own MIS), Securities, Responsible Entity License AFSL #136 For Sale Read More »

ASIC Financial Planning License AFSL #135 For Sale

Leave a Comment / AFSL, Financial advice, Fund License, Insurance license, Marketplace, Securities License, Superannuation License /

ASIC Financial Planning License AFSL #135 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than basic deposit products; (ii)

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ASIC Non-cash Payment, Fund, Securities License AFSL #133 For Sale

Leave a Comment / AFSL, Insurance license, Marketplace, Non-cash Payment, Securities License /

ASIC Non-cash Payment, Fund, Securities License AFSL #133 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice for the following classes of financial products: (i) deposit and payment products including: (A) basic deposit products; (B) deposit products other than basic deposit

ASIC Non-cash Payment, Fund, Securities License AFSL #133 For Sale Read More »

ASIC Advice Fund, Securities, Superannuation License AFSL #132 For Sale

AFSL, Financial advice, Fund License, Insurance license, Marketplace, Securities License, Superannuation License /

ASIC Advice Fund, Securities, Superannuation License AFSL #132 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (B) deposit products other than basic deposit

ASIC Advice Fund, Securities, Superannuation License AFSL #132 For Sale Read More »

ASIC Wholesale Fund, Securities, Custodial License AFSL #130 For Sale

AFSL, Fund License, Insurance license, Marketplace, Securities License /

ASIC Wholesale Fund, Securities, Custodial License AFSL #130 For Sale   1. This licence authorises the licensee to carry on a financial services business to: provide general financial product advice only, for the following classes of financial products: (i) interests in managed investment schemes excluding investor directed portfolio services; and (ii) securities;   2. deal

ASIC Wholesale Fund, Securities, Custodial License AFSL #130 For Sale Read More »

ASIC Advice: Derivatives, FX, Securities License AFSL #128 For Sale

AFSL, Financial advice, Forex License, Marketplace, Securities License /

ASIC Advice: Derivatives, FX, Securities License AFSL #128 For Sale   This licence authorises the licensee to carry on a financial services business to: a. provide general financial product advice only, for the following classes of financial products: (i) derivatives; (ii) foreign exchange contracts; and (iii) securities. To retail and wholesale clients.   For more

ASIC Advice: Derivatives, FX, Securities License AFSL #128 For Sale Read More »

ASIC Fund, non-cash payment, Derivatives, Securities License AFSL #127 For Sale

AFSL, Fund License, Marketplace, Non-cash Payment, Securities License /

ASIC Fund, non-cash payment, Derivatives, Securities License AFSL #127 For Sale   This licence authorises the licensee to carry on a financial services business to: a) provide general financial product advice only, for the following classes of financial products: i. deposit and payment products limited to: A. basic deposit products; B. deposit products other than

ASIC Fund, non-cash payment, Derivatives, Securities License AFSL #127 For Sale Read More »

ASIC Fund, FX, Derivatives, Securities License AFSL #126 For Sale

AFSL, Forex License, Fund License, Insurance license, Marketplace, Securities License /

ASIC Fund, FX, Derivatives, Securities License AFSL #126 For Sale   This licence authorises the licensee to carry on a financial services business to: a) provide general financial product advice only, for the following classes of financial products: i. interests in managed investment schemes excluding investor directed portfolio services; and ii. securities; b) deal in

ASIC Fund, FX, Derivatives, Securities License AFSL #126 For Sale Read More »

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