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ASIC Fund, non-cash payment, Derivatives, Securities License AFSL #127 For Sale

AFSL, Fund License, Marketplace, Non-cash Payment, Securities License /

ASIC Fund, non-cash payment, Derivatives, Securities License AFSL #127 For Sale   This licence authorises the licensee to carry on a financial services business to: a) provide general financial product advice only, for the following classes of financial products: i. deposit and payment products limited to: A. basic deposit products; B. deposit products other than […]

ASIC Fund, non-cash payment, Derivatives, Securities License AFSL #127 For Sale Read More »

ASIC Fund, FX, Derivatives, Securities License AFSL #126 For Sale

AFSL, Forex License, Fund License, Insurance license, Marketplace, Securities License /

ASIC Fund, FX, Derivatives, Securities License AFSL #126 For Sale   This licence authorises the licensee to carry on a financial services business to: a) provide general financial product advice only, for the following classes of financial products: i. interests in managed investment schemes excluding investor directed portfolio services; and ii. securities; b) deal in

ASIC Fund, FX, Derivatives, Securities License AFSL #126 For Sale Read More »

ASIC Wholesale Fund, Derivatives, Securities License AFSL #125 For Sale

AFSL, Fund License, Insurance license, Marketplace, Securities License /

ASIC Wholesale Fund, Derivatives, Securities License AFSL #125 For Sale   This licence authorises the licensee to carry on a financial services business to: a) provide general financial product advice only, for the following classes of financial products: i. interests in managed investment schemes excluding investor directed portfolio services; and ii. securities; b) deal in

ASIC Wholesale Fund, Derivatives, Securities License AFSL #125 For Sale Read More »

ASIC Fund, Insurance And Superannuation License AFSL #124 For Sale

AFSL, Fund License, Insurance license, Marketplace, Superannuation License /

ASIC Fund, Insurance And Superannuation License AFSL #124 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice to retail and wholesale clients for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (ii)

ASIC Fund, Insurance And Superannuation License AFSL #124 For Sale Read More »

ASIC Fund, Derivatives License AFSL #122 For Sale

AFSL, Fund License, Marketplace, Securities License /

ASIC Fund, Derivatives License AFSL #122 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) deposit and payment products limited to: (A) basic deposit products; (ii) derivatives; (iii) debentures, stocks or bonds issued or

ASIC Fund, Derivatives License AFSL #122 For Sale Read More »

ASIC Fund, Derivatives, MDA And Multiple Products License AFSL #116 For Sale

AFSL, Forex License, Fund License, Marketplace, Securities License /

ASIC Fund, Derivatives, MDA And Multiple Products License AFSL #116 For Sale   1. This licence authorises the licensee to carry on a financial services business to:    (a) provide financial product advice for the following          classes of financial products:       (i) deposit and payment products limited to:         (A) basic deposit products;         (B) deposit products other than

ASIC Fund, Derivatives, MDA And Multiple Products License AFSL #116 For Sale Read More »

ASIC Wholesale Fund, Derivatives License AFSL #121 For Sale

AFSL, Forex License, Fund License, Marketplace, Securities License /

ASIC Wholesale Fund, Derivatives License AFSL #121 For Sale   1. This licence authorises the licensee to carry on a financial services business to: (a) provide general financial product advice only, for the following classes of financial products: (i) interests in managed investment schemes excluding investor directed portfolio services; and (ii) securities; (b) deal in

ASIC Wholesale Fund, Derivatives License AFSL #121 For Sale Read More »

ASIC Wholesale Fund License AFSL #120 For Sale

AFSL, Fund License, Marketplace, Securities License /

ASIC Wholesale Fund License AFSL #120 For Sale!   This licence authorises the licensee to carry on a financial services business to: (a) provide financial product advice for the following classes of financial products: (i) interests in managed investment schemes excluding investor directed portfolio services; and (ii) securities; (b) deal in a financial product by:

ASIC Wholesale Fund License AFSL #120 For Sale Read More »

Spanish Regulator Implements Stricter Measures on CFDs Marketing and Sales

Compliance, Forex, Industry /

Spanish Regulator Strengthens Measures on CFDs The Spanish Securities Market Commission (CNMV) is set to introduce additional measures aimed at tightening the marketing, distribution, and sales of contracts for difference (CFDs) instruments. These new restrictions, consisting of two parts, are scheduled to take effect on July 20, 2023. The European Securities and Markets Authority (EMSA)

Spanish Regulator Implements Stricter Measures on CFDs Marketing and Sales Read More »

Mauritius FSC Investment Dealer License #1004 For Sale

Forex License, Marketplace, Mauritius FSC, Non-AFSL /

Mauritius FSC Investment Dealer (Full Service) License #1004 For Sale!   Permitted Activities A Full Investment Dealer is authorized to: 1. Act as an intermediary in the execution of securities transactions for clients; 2. Trade in securities as principal with the intention of reselling these securities to the public; 3. Underwrite or distribute securities on

Mauritius FSC Investment Dealer License #1004 For Sale Read More »

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